On 16 January 2020, Rulefinder reported temporary short selling bans in two jurisdictions which are effective today. Find out if you have disclosures obligations and get more information here.
Read more
E.U. – Advice on Short-Selling
On 3 January 2020, EU ESMA issued updated list of market makers and authorized primary dealers using the exemption in the regulation on short selling and CDS.
Read more
RRS Reports Temporary Short Selling Ban
Effective 27 December 2019, there will be a temporary short selling ban; find out more here.
Read more
Rulefinder Reports Temporary Short Selling Ban
On 20 December 2019, Rulefinder reported temporary short selling bans in two jurisdictions. Find out more here.
Read more
E.U. – Short Sale Market-Making
On 3 December 2019, EU ESMA published compliance table re guidelines on short-selling. Background On 1 February 2019, ESMA issued guidelines on short selling exemption for market making. Criteria to be met for market making exemption, and conditions to assess notification. Market maker to be member of venue that trades instrument, conducts market making. Qualifying…
Read more
Temporary Short Selling Ban Effective Today
Rulefinder reports a temporary short selling ban effective today.
Read more