Tag Archives: short selling

On 1 December 2021, Rulefinder identified one issuer subject to a temporary short selling ban effective 2 December 2021.

On 24 November 2021, Rulefinder'a Short Selling Data identified a temporary short selling ban in three issuers effective 25 November in S Korea.

On 12 November 2021, Rulefinder provided warning to an upcoming short selling ban affecting two issuers in S Korea effective on 15 November.

On 10 November 2021, FINRA published short selling reporting dates for 2022.

On 2 November 2021, the SEC issued amendment no. 1, granting accelerated approval. Amendment Order also would receive new timestamp when position changed via cancel/replace message during short selling period from sell to sell short; sell to sell short exempt. Also sell short to sell; sell short to sell short exempt; sell short exempt to…

On 2 November 2021, FR AMF issued rules on the EU regulation on short selling. FR AMF issued a press release entitled Regulation on short selling, setting out the basis of EU regulation on short selling and the reporting obligations, affecting French firms. Follows AMF June 2020 issued guidance on short sales, on enforcement. Background…