On Oct. 12, HK SFC fined ARCM HKD 1.75mn for disclosure breaches. HK SFC reprimanded and fined Asia Research & Capital Management Limited (ARCM). Fined HKD 1.75mn for failures relating to its non-compliance with the EU’s short-selling reporting requirements and for not promptly notify HK SFC of breaches. HK SFC also banned former senior executive […]
On 26 April 2022, UK FCA issued quarterly update of UK sovereign debt thresholds.
On 15 March 2021, ICL CB reported end of net short position holders decision. ICL CB noted EFTASA’s temporary decision on the threshold for notifying short positions expires 19 March 2021, as GDP forecasts show some optimism for recovery. Follows ESMA March 2021 ended decision on holders of net short positions. And follows EFTASA March […]
On 15 March 2021, SWE FI said temporary lowering of limit ceases soon. SWE FI said temporary lowering of limit to notify short net position ceases on 19 March 2021. Follows SWE FI February 2021 reminded market of the rules for short selling. Follows ESMA March 2021 will not renew decision on net short positions. […]
On 15 March, 2021, EU ESMA said it will not renew decision that net short positions holders, traded on EU regulated market, must notify NCA if position reaches 0.1%. The measure, which has applied since 16 March 2020, will expire on 19 March 2021. Last reporting where the lower threshold of 0.1% applies will be […]
On 4 March 2021, FR AMF updated guidance page on the EU regulation on short selling. Includes updated excel file containing the history of net short positions made public.