21 June 2022 – France AMF Fines for Major Shareholding Reporting Failure
France AMF Fines for Late Major Shareholding Disclosure
E.U. – ESMA Updates Major Shareholdings Section in TD Guide
On 15 June 2022, EU ESMA issued an updated version of its practical guide to the national rules on notifications of major shareholdings under the Transparency Directive. New version of practical guide incorporates changes to information relating to Iceland.
26 January 2022: Sweden FSA Fines Armistice Capital for Late Major Shareholding Disclosure
Swedish FSA Fines Armistice Capital for Late Major Shareholding Disclosure
Taiwan – Major Shareholding Consultation Issued
On 11 January 2022, TAI FSC proposed amendments re shareholding ratio. TAI FSC proposed amendments to securities and exchange act re major shareholding. Amendments Lower the threshold for the declaration of substantial shareholding, from 10% to 5%. To allow sufficient time to prepare and respond to amendments of relevant supporting laws and regulations, a transition […]
2021 Regulatory Reporting System Annual User Group Meeting
Users from around the globe “zoomed” in for Solutions Atlantic’s Eighth Annual Regulatory Reporting System User Group meeting. While these meetings have been traditionally in person, this year’s meeting was moved online due to the Covid-19 Omicron variant concerns; although that did not hinder a record number of participants tuning in to get a glimpse […]
Rulefinder Alerts to New Major Shareholding Form
On 18 October 2021, Rulefinder alerted subscribers to an updated form for reporting major shareholding to the FSA in Iceland.