Tag Archives: major shareholding
On 17 September 2024, SEC charged 11 investment managers with major shareholding filing failures. SEC charges 11 investment managers with failing to report major shareholding. Two of the firms were also charged with failing to report large trader transactions. Involved Parties Orders filed against Ashton Thomas Private Wealth, LLC, Azzad Asset Management, Inc., Bulltick Wealth…
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On 14 July 2024, ALG COSOB published guide re major shareholding. ALG COSOB published guidelines on prevention of major shareholding by criminals in companies whose securities are listed on an exchange or are the subject of an offer of securities to the public. Document dated 14 July 2024, received from ALG COSOB on 24 July…
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On 18 July 2024, POL FSA imposed a PLN 4mn fine on Perla Browary Lubelskie for not reporting major shareholding. Main Points Perla had increased its shareholding and vote rights in Przedsiebiorstwo Przemyslu Spozywczego SA (PEPEES), without notifying it or POL FSA, between 2016-2018. The changes in the company's share in the total number of…
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On 19 June 2024, the SFC announced completion of its enquiry into the major shareholding in Changjiu Holdings Limited. announcement updates the Company's share structure to show major shareholding by CEO at 74.2%
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SZSE proposed 6 business rules to improve the investment value of listed companies. Issued answers to reporters' questions about the newly-proposed business rules. Follows CHI CSRC April 2024 published opinions on promoting capital market. Also follows CHI CSRC April 2024 issued opinions to reform delisting system. Reduction of Shareholding Published draft SZSElisted company self-discipline supervision…
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India SEBI Fines for Late Major Shareholding Reporting
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