27 December 2023 – France AMF Failure to Disclose Major Shareholding
France AMF Failure to Disclose Major Shareholding
U.S – SEC Major Shareholding Reporting
On 7 November 2023, SEC published final rules in federal register, effective 5 February 2024. Background: Amendments shortened deadlines for initial and amended major shareholding reports: Schedule 13D, 13G filings. Clarified Schedule 13D disclosure requirements with respect to derivatives securities. Required 13D, 13G filings be made using structured, machine-readable data language. The adopting release provided […]
U.S. – SEC Adopts Changes to Major Shareholding Reporting
On 10 October 2023, the SEC issued confirmation that it is adopting amendments to the rules governing major shareholding reporting that had been proposed. The key changes from these amendments are: (a) reduction in the deadlines for disclosures of 13D and 13G Reports; (b) disclosure of cash settled securities; (c) clarification on the criteria for […]
27 September 2023 – U.S. SEC Fines Six for Major Shareholding Reporting Failures
U.S. SEC Fines Six for Major Shareholding Reporting Failures
15 September 2023 – China CSRC Fines for Major Shareholding Reporting Failures
China CSRC Fines for Major Shareholding Reporting Failures
13 September 2023 – U.S. SEC Fines for Failure to Report Major Shareholding
U.S. SEC Fines for Failure to Report Major Shareholding</a