Tag Archives: major shareholding

China – SZSE Major Shareholding, Repurchase

On 16 October 2018, SZSE issued shareholding increase, repurchase guides. Issued Announcement Format of Shareholding Increase Plan and Implementation of  Major Shareholders, Directors, Supervisors, Senior Executives of Listed Companies. Refined disclosure requirements on subject, content, and implementation status of shareholding increase where a shareholding increase plan is voluntarily disclosed. Also the Announcement Format of Share…
Read more

Italy – CONSOB AIF Shareholding Paper

On 24 September 2018, Consob issued paper on hedge fund shareholdings. Harmonization of regulations on collective investment schemes (CIS), with UCITS regulation, AIFM directive, has expanded the area of operation of asset managers. Alternative investment funds are emerging as increasingly relevant shareholders. In light of such market development, the paper explores the interaction of the…
Read more

Sweden – SFI Securities Trade Reporting

On 25 September 2018, SFI issued a reminder to report in time to avoid penalty. SFI experiencing an increasing number of late notifications of insider dealing so reminder letters issued to companies listed on regulated market, MTF platform. Reminder to disclose required information in order to avoid receiving a penalty. Transparency Issuers on regulated market…
Read more