On 12 November 2021, Rulefinder provided warning to an upcoming short selling ban affecting two issuers in S Korea effective on 15 November.
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 14 February 2025 – S Korea Fines for Breaches in Short Selling
 - 14 February 2025 – S Korea Fines for Short Selling Breaches
 - 23 January 2025 – India SEBI Fines for Failures in Substantial Shareholding Reporting
 - 13 January 2025 – US Fines for Failure to Comply with Short Selling Rules
 - 19 December 2024 – US Fines For Breach of Short Selling Rule
 - 12 December 2024 – Turkey Fines for Breaches of Short Selling Regulations
 - 10 December 2024 – S Korea Fines for Illegal Short Selling
 - 20 November 2024 – Australia ASIC Fines for Failure to Disclose Major Shareholdings
 - 26 November 2024 – U.S. SEC fines for Illegal Short Selling
 - 18 November 2024 – Poland Fines for Substantial Shareholding Failures
 - 18 November 2024 – India SEBI Fines 7 for Substantial Shareholding Failures
 - 15 November 2024 – Hong Kong Fines for Takeover Breaches
 - 6 November 2024 – Netherlands AFM Fines for Failure to Report Substantial Shareholdings
 - 15 October – S Korea Fines for Illegal Short Selling
 - 9 October 2024 – Italy Consob Fines for Breach of Short Selling Regulations
 - 4 October 2024 – Italy Consob Fines for Short Selling Failure
 - 29 September 2024 – Sweden FI Fines for Late Substantial Shareholding in Bonds
 - 28 September 2024 – Turkey Fines for Failure to Recognize Short Selling Ban
 - 27 September 2024 – Austria FMA Fines for Late Substantial Shareholding Report
 - 27 September 2024 – China Fines for Late Substantial Shareholding Report
 - 27 September 2024 – China Fines for Failure to File Substantial Shareholding Report
 - Austria – FMA Fines for Failures in Substantial Shareholding Reporting
 - China – CSRC Fines for Substantial Shareholding Reporting Failure
 - 25 September 2024 – U.S. SEC Fines 23 for Late Major Shareholding and Insider Transaction Reports
 - 25 September 2024 – Austria FMA Fines for Late Major Shareholding Reporting
 - U.S. – SEC Fines HK Based Trading Firm for Illegal Short Selling
 - U.S. – SEC Fines 23 for Major Shareholding Reporting Failures
 - Austria – FMA Fines for Late Shareholding Disclosure
 - 23 September 2024 – Turkey CMB Fines for Breach of Short Selling Ban
 - 23 September 2024 – U.S. SEC Fines for Breach of Short Selling Rules
 - 20 September 2024 – U.S. SEC Seeks to Fine Musk for Failure to Report Major Shareholding
 

