Germany BaFin Fines for Late Substantial Shareholding Disclosure
Read more
31 October 2022 – Germany BaFin Fines Union Service-Gesellschaft mbH for Late Substantial Shareholding
Germany BaFin Fines for Late Substantial Shareholding Disclosure
Read more
28 October 2022 – India SEBI Fines for Takeover Reporting Failures
India SEBI Fines for Takeover Reporting Failure
Read more
12 October 2022 – Hong Kong SFC Fines for Short Selling Disclosure Failures
Hong Kong SFC Fines for EU Short Selling Reporting Failures
Read more
6 October 2022 – U.S. FINRA Fines for Inaccurate Short Selling Disclosures
U.S. FINRA Fines for Inaccurate Short Selling Reporting
Read more
3 October 2022 – U.S. FINRA Fines For Violations of Naked Short Selling
U.S. FINRA Fines for Violating Naked Short Selling Rules
Read more