FINRA Fines for Short Selling Reporting Failure
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30 June 2023 – Poland KNF Fines 5 for Multiple Substantial Shareholding Reporting Failures
Poland KNF Fines for Substantial Shareholding Disclosure Failures
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22 June 2023 – Sweden FI Fines for Failure to Report Short Selling
Sweden Fines for Failure to Report Short Selling
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12 June 2023 – U.S. SEC Fines for Naked Short Selling Scheme
U.S. SEC Fines for Naked Short Selling Scheme
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26 May 2023 – Australia ASIC Fines for Failure to Report Major Shareholding
Australia ASIC Fines for Failure to Report Major Shareholding
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22 May 2023 – Australia ASIC Fines for Naked Short Selling
Australia ASIC Fines for Naked Short Selling
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