U.S. Fines for Breach of Short Selling Rules
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17 September 2024 – U.S. SEC Failure to File Form 13F for Major Shareholding
U.S. Failure to File Form 13F for Major Shareholding
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12 September 2024 – Hong Kong SFC Fines for Fraud through Illegal Short Selling
Hong Kong Fines for Fraud through Illegal Short Selling
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9 September 2024 – Sweden FI Fines for Late Substantial Shareholding Reporting
Sweden Fines for Late Substantial Shareholding Reporting
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30 August 2024 – India SEBI Fines for Failure to Disclose Major Shareholding
India Fines for Failure to Disclose Major Shareholding
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29 August 2024 – Germany BaFin Fines for Late Major Shareholding Reports
Germany BaFin Fines for Failure to File Major Shareholding Reports
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