Solutions Atlantic
  • Home
  • Solutions and Services
    • Regulatory Reporting System
    • U.S. SEC Filings
  • In The News
  • The Company
    • Our Story
    • Strategic Relationships
  • Contact Us

23 September 2024 – Turkey CMB Fines for Breach of Short Selling Ban

September 23, 2024 by Anna Monteiro in links

Turkey CMB Fines 13 Entities for Breach of Short Selling Ban

Read More

23 September 2024 – U.S. SEC Fines for Breach of Short Selling Rules

September 23, 2024 by Anna Monteiro in links

U.S. Fines for Breach of Short Selling Rules

Read More

20 September 2024 – U.S. SEC Seeks to Fine Musk for Failure to Report Major Shareholding

September 20, 2024 by Anna Monteiro in links

U.S. Seeks to Fine Elon Musk for Failure to Report Major Shareholding

Read More

19 September 2024 – U.S. SEC Fines for Breach of Short Selling Rules

September 19, 2024 by Anna Monteiro in links

U.S. Fines for Breach of Short Selling Rules

Read More

17 September 2024 – U.S. SEC Failure to File Form 13F for Major Shareholding

September 17, 2024 by Anna Monteiro in links

U.S. Failure to File Form 13F for Major Shareholding

Read More

12 September 2024 – Hong Kong SFC Fines for Fraud through Illegal Short Selling

September 12, 2024 by Anna Monteiro in links

Hong Kong Fines for Fraud through Illegal Short Selling

Read More

Posts pagination

« Previous 1 … 14 15 16 17 18 … 57 Next »

RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 31 March 2020: HK SFC Fine China Rise Short Selling
  • 31 March 2020: Sweden FI Fines Tiger Global for Late Short Selling Report
  • 25 March 2020: HK SFC Magic Holdings Late Disclosure
  • 13 March 2020: Sweden FI Fines SEB Investment for Late Reporting of Transactions with Shares
  • 13 March 2020: Sweden FI Fines SEB Investment for Late Shareholding Disclosure
  • 13 March 2020: Sweden FI Fines Brushamn Invest for Late and Incorrect Transactions Reporting
  • 11 March 2020: Sweden FI Fines Nordic Health Consultants for Late and Incorrect Transactions Reporting
  • 10 March 2020: Sweden FI Fines For Late Transactions Reporting
  • 9 March 2020: Sweden FI Fines For Late and Incorrect Notification of Transactions
  • 9 March 2020: Sweden FI Fines Nordea for Late Shareholding Disclosure
  • 6 March 2020: Sweden FI Fines for Incorrect Notification
  • 6 March 2020: Sweden FI Fines for Errors in Transaction Reporting
  • 5 March 2020: Sweden FI Fines for Late Shareholding Dislosure
  • 4 March 2020: Sweden FI Fines for Errors in Shares Acquistion Notification
  • 4 March 2020: Sweden FI Fines for Errors in Holdings Disclosure
  • 17 February 2020: Sweden FI Fines Insurance Co for Late Reporting of Bonds
  • 13 February 2020: Australia ASIC Fines for Misleading Shareholding Disclosure
  • 28 January 2020: Sweden FI Fines for Late Transaction Reporting with Warrants
  • 28 January 2020: Sweden FI Fines for Late Substantial Shareholding Disclosure
  • 24 January 2020: Sweden FI Fines Natural Person for Late Transactions Report
  • 23 January 2020: Sweden FI Fines for Incorrect Reporting
  • 17 January 2020: Singapore MAS Fines for Substantial Shareholding
  • 14 January 2020: Sweden FI Insider of Tobin Properties for Late Holdings Reportinge
  • 14 January 2020: Sweden FI Fines SEK2.6m for Late Shareholding Disclosure
  • 14 January 2020: Sweden FI Fines for Late Notification
  • 13 January 2020: NYMEX Fine GMO in Position Limit Violation
  • 10 January 2020: Sweden FI Fines TTC Invest For Late Shareholding Disclosure
  • 10 January 2020: Sweden FI Fines Insider for Late Notification
  • 12 August 2019: Germany BaFin Fines Goldman €800k for Voting Rights.
  • 18 June 2019: SEC Wedbush Mishandling ADRs
  • 31 January 2019: U.S. MYMEX Fines Credit Suisse for Position Limit Breach
  • <<
  • 1
  • ...
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11

Archives

Headquarters

75 State Street, Suite 100
Boston, MA 02109

Main: +1.617.332.7752
Email: info@solutions-atlantic.com

Sales

Schedule a demo or speak with a sales executive.

Phone: +1.203.722.3908
Email: sales@solutions-atlantic.com

Partners & Alliances

Compliance consultancy, regulatory content & distribution partners.

Phone: +1.203.722.3908
Email: alliances@solutions-atlantic.com

Customer & Tech Support

Hours: 8:30am – 5:30pm ET

Phone: +1.617.332.7752
Email: support@solutions-atlantic.com

© 2026 Solutions Atlantic. All Rights Reserved.

↑