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27 September 2024 – Austria FMA Fines for Late Substantial Shareholding Report

September 27, 2024 by Anna Monteiro in links

Austria Fines for Late Substantial Shareholding Report

Tags: substantial shareholding

RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 22 March 2024 – Austria FMA Fines for Major Shareholding Reporting Failure
  • 21 March 2024 – India SEBI Fines for Major Shareholding Reporting Failure
  • 14 March 2024 – U.S. SEC Fines for Naked Short Selling
  • 13 March 2024 – India SEBI Fines for Violation of Takeover Rule
  • 12 March 2024 – Austria FMA Fines for Failure to Report Substantial Shareholdings
  • 10 March 2024 – Turkey CMB Fines for Failure to Report Substantial Shareholding
  • 8 March 2024 – Turkey CMB Fines for Short Selling Violation
  • 7 March 2024 – Turkey Fines for Short Selling Violation
  • 7 March 2024 – Turkey CMB Fines for Short Selling Failure
  • 4 March 2024 – Turkey CMB Fines for Substantial Shareholding Violation
  • 3 March 2024 – Turkey CMB Fines for Short Selling Violation
  • 1 March 2024 – U.S. SEC Fines for Major Shareholding Reporting Failure
  • 21 February 2024 – U.S. SEC Fines for Short Selling Violations
  • 27 December 2023 – France AMF Failure to Disclose Major Shareholding
  • 24 December 2023 – S Korea FSC Fines for Naked Short Selling
  • 21 December 2023 – Norway FSA Fines for Short Selling Violations
  • 7 November 2023 – Hong Kong SFC Issues Charges for Illegal Short Selling
  • 20 October 2023 – U.S. SEC Fines for Short Selling Violations
  • 27 September 2023 – U.S. SEC Fines Six for Major Shareholding Reporting Failures
  • 25 September 2023 – India SEBI Fines for Takeover Reporting Failure
  • 22 September 2023 – U.S. SEC Fines for Improper Short Selling
  • 15 September 2023 – China CSRC Fines for Major Shareholding Reporting Failures
  • 13 September 2023 – U.S. SEC Fines for Failure to Report Major Shareholding
  • 11 September 2023 – Norway FSA Fines for Short Selling
  • 24 August 2023 – Spain CB Fines for Substantial Shareholding Reporting Failures
  • 10 August 2023 – Germany BaFin Fines €600k for Substantial Shareholding Reporting Failures.
  • 27 July 2023 – Austria FMA Fines for Substantial Shareholding Disclosure Failure
  • 23 July 2023 – U.S. SEC Fines $1M for 13G Reporting Failure
  • 14 July 2023 – S Korea FSC Fines for Illegal Short Selling
  • 11 July 2023 – U.S. FINRA – Fines for Failure to Accurately Report Short Selling
  • 30 June 2023 – Poland KNF Fines 5 for Multiple Substantial Shareholding Reporting Failures
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