Written by Anna Monteiro
Related News
![U.S. – SEC Settles Charges for Short Selling Violations]()
![Sri Lanka – CSE Outlines CCP Framework for Equity Transactions, RE: Short Selling]()
![UK – FCA Bulletin Oversight Department for Shareholding and Short Selling Reporting]()
![Sri Lanka – CSE Equity Central Counterparty Framework Re: Short Selling]()
Archives
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 4 November 2021: Austria FMA Sanctions for Late Substantial Shareholding Disclosure
- 28 October 2021: Sweden – FI Fines for Late Substantial Shareholding Disclosure
- 27 September 2021: Sweden – FI Fines Natural Person for Late Substantial Shareholding Disclosure
- 16 September 2021: Sweden – FI Fines for Late Substantial Shareholding Disclosure
- 8 September 2021: Sweden – FI Fines for Late Substantial Shareholding Disclosure
- 1 September 2021: Sweden – FI Fines for Late Short Selling Disclosure
- 31 August 2021: U.S. – ICE FUS Fine Aspire for Position Limits
- 26 August 2021: India – SEBI Fines for Late Substantial Shareholding Disclosure
- 23 August 2021: Sweden FI Fines for Late Shareholding Disclosure Reporting
- 17 August 2021: U.S. SEC Fines for Short Selling Violation
- 11 August 2021: Sweden FI Fines for Late Shareholding Disclosure Reporting
- 9 August 2021: Sweden FI Fines for Late Shareholding Disclosure Reporting
- 16 July 2021: Austria FMA Fines for Late Shareholding Disclosure Reporting
- 8 July 2021: Sweden FI Fines Nasdaq Nordic for Takeover Breach
- 28 June 2021: Sweden FI Fines for Late Short Selling Reporting in 10 Issuers
- 28 June 2021: Sweden FI Fines for Late Short Selling Reporting
- 17 June 2021: France AMF Fines for Late Takeover Reporting
- 10 June 2021: Germany BaFin Fines for Late Shareholding Disclosure Reporting
- 9 June 2021: Sweden’s FI fines Spectric Intelligence for Late Shareholding Disclosure Reporting
- 8 June 2021: Sweden’s FI fines for Late Shareholding Disclosure Reporting
- 25 May 2021: Germany BaFin Fines for Voting Rights Reporting Failure
- 14 May 2021: Sweden FI Fines for Late Short Selling Reporting
- 23 April 2021: Sweden FI Fines for Late Short Selling Reporting
- 15 April 2021: Sweden FI Fines for Failure to Report Warrants
- 15 April 2021: Croatia HANFA Fines for Failure to Report Takeover Bid
- 15 April 2021: Hong Kong SFC Fines for Failure to Report Short Selling
- 1 April 2021: Turkey CMB Fines Several Prominent Institutions for Unlawful Short Selling
- 16 March 2021: Sweden FI Fines for Late Shareholding Disclosure
- 15 March 2021: Sweden FI Fines for Late Shareholding Disclosure
- 11 March 2021: Sweden FI Fines for Inaccurate Shareholding Disclosure
- 24 February 2021: South Korea FSC Fines 6 Firms for Naked Short Selling
Archives
- August 2025 (6)
- July 2025 (22)
- June 2025 (21)
- May 2025 (24)
- April 2025 (23)
- March 2025 (27)
- February 2025 (26)
- January 2025 (24)
- December 2024 (24)
- November 2024 (27)
- October 2024 (26)
- September 2024 (41)
- August 2024 (27)
- July 2024 (31)
- June 2024 (24)
- May 2024 (25)
- April 2024 (27)
- March 2024 (35)
- February 2024 (23)
- January 2024 (23)
- December 2023 (24)
- November 2023 (23)
- October 2023 (22)
- September 2023 (27)
- August 2023 (26)
- July 2023 (25)
- June 2023 (27)
- May 2023 (29)
- April 2023 (21)
- March 2023 (25)
- February 2023 (24)
- January 2023 (24)
- December 2022 (27)
- November 2022 (23)
- October 2022 (27)
- September 2022 (33)
- August 2022 (23)
- July 2022 (22)
- June 2022 (25)
- May 2022 (22)
- April 2022 (23)
- March 2022 (24)
- February 2022 (25)
- January 2022 (159)
- December 2021 (23)
- November 2021 (22)
- October 2021 (22)
- September 2021 (22)
- August 2021 (22)
- July 2021 (23)
- June 2021 (23)
- May 2021 (21)
- April 2021 (22)
- March 2021 (23)
- February 2021 (21)
- January 2021 (22)
- December 2020 (24)
- November 2020 (21)
- October 2020 (23)
- September 2020 (23)
- August 2020 (21)
- July 2020 (24)
- June 2020 (23)
- May 2020 (21)
- April 2020 (22)
- March 2020 (23)
- February 2020 (20)
- January 2020 (22)
- December 2019 (21)
- November 2019 (6)
- October 2019 (23)
- September 2019 (7)
- August 2019 (4)
- July 2019 (1)
- June 2019 (6)
- May 2019 (17)
- April 2019 (10)
- March 2019 (6)
- February 2019 (9)
- January 2019 (12)
- December 2018 (8)
- November 2018 (12)
- October 2018 (13)
- September 2018 (8)
- August 2018 (2)
- July 2018 (2)
- March 2018 (3)
- February 2018 (1)
- January 2018 (1)
- November 2017 (3)
- October 2017 (2)
- August 2017 (2)
- July 2017 (1)
- June 2017 (4)
- May 2017 (1)
- March 2017 (1)
- September 2016 (1)
- April 2016 (1)
- March 2016 (1)
- December 2015 (1)
- November 2015 (1)
- December 2014 (2)
- November 2014 (2)
- September 2014 (1)
- April 2014 (1)
- March 2014 (1)
- January 2014 (1)
- September 2013 (1)
- June 2013 (1)
- May 2013 (4)
- April 2013 (1)
- March 2013 (2)
- December 2012 (2)
- September 2008 (1)
- October 2007 (1)
- January 2007 (1)
- March 2006 (1)
- March 2002 (1)
_______
Contact Information
Headquarters
75 State Street, Suite 100
Boston, MA 02109
Main: +1.617.332.7752
email: info@solutions-atlantic.com
_______
Sales and Business Development
Customers
If you would like to schedule a demo or speak with one of our sales executives
please contact us at:
Phone: +1.203.722.3908
eMail: sales@solutions-atlantic.com
________
Partners
Solutions Atlantic partners with compliance consultancy firms, regulatory content providers and product distribution firms. If you would like to become a strategic partner of Solutions Atlantic, please contact us at:
Phone: +1.203.722.3908
eMail: alliances@solutions-atlantic.com
_______
Customer & Tech Support
For general assistance with billing and payments please contact us during the hours of 8:30am to 5:00pm
Phone: +1.617.332.7752
eMail: support@solutions-atlantic.com
Copyright © 2025 Solutions Atlantic | Powered by Solutions Atlantic