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Hong Kong – SFC Takeovers Table Updated

April 30, 2019 by admin in News

On 29 April 2019, the offer period for Yugang International Limited (Stock Code: 613) closed.

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Hong Kong – SFC Criticizes for Breaches of Takeovers Code

April 11, 2019 by admin in News

On 10 April 2019, the Securities and Futures Commission (SFC) publicly criticized Kwok Tse Wah for breaching the dealing restrictions and dealing disclosure obligations under the Takeovers Code.

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Hong Kong – SFC Takeovers Table Updated

April 10, 2019 by admin in News

From 9 April 2019, a new offer period has commenced for Sage International Group Limited (Stock Code: 8082).

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U.K. – Takeover Panel Brexit Takeover Change

April 8, 2019 by admin in News

On 4 April 2019, UK TO Panel, committee issued amendments to takeover code. Take effect on exit day as per European Union (withdrawal) act 2018 section 20.  

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Hong Kong – SFC Issues Takeovers Bulletin

March 28, 2019 by admin in News

On 28 March 2019, the SFC published Takeovers Bulletin Issue No. 48.

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Hong Kong – SFC Takeovers Table Updated

March 14, 2019 by admin in News

On 14 March 2019, the offer period for Global Brands Group Holding Limited (Stock Code: 787) was closed.

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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 1 September 2025- New Zealand Regulator Fines for Sensitive Industries Reporting Failure
  • 22 August 2025 – Poland KNF Fines for Failure to Notify of Substantial Shareholding
  • 4 August 2025 – US SEC Issues Cease and Desist Order for Short Selling Failures
  • 1 August 2025 – Austria FMA Fines for Late Substantial Shareholding Reporting
  • 29 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
  • 29 July 2025 – Chile Fines for Disregard of Substantial Shareholding Rules
  • 28 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
  • 23 July 2025 – China CSRC Fines for Breach of Substantial Shareholding Rules
  • 17 July 2025 – Austria FMA Fines for Late Substantial Shareholding Notifications
  • 11 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
  • 11 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
  • 11 July 2025 – Pakistan SEC fines for Late Substantial Shareholding Reporting
  • 11 July 2025 – Pakistan SEC Issues Warning for Late Substantial Shareholding
  • 4 July 2025 – Pakistan Issues Warning for Late Substantial Shareholding Reporting
  • 13 June 2025 – Sweden Fines for Short Selling Reporting Failures
  • 13 June 2025 – Germany BaFin Fines for Late Substantial Shareholding Notifications
  • 10 June 2025 – France AMF Fines for Late Substantial Shareholding
  • 14 May 2025 – India SEBI Fines for Substantial Shareholding Reporting Failures
  • 14 May 2025 – ASIC Fines Breaches of Short Selling Regulations
  • 9 May 2025 – Poland Fines for Failure to Report Substantial Shareholding
  • 11 April 2025 – Denmark Fines for Late Substantial Shareholding Reporting
  • 1 April 2025 – Norway Fines for Breach of Short Selling Regulations
  • 27 March 2025 – Turkey Fines for Failure to Report Short Selling
  • 24 March 2025 – Sweden Fines for Violations of Short Selling Rules
  • 20 March 2025 – China Fines for Failure to Obey Lock-in Period Re: Substantial Shareholding
  • 18 March 2025 – Sweden Fines for Failure to Comply with Short Selling Rules
  • 11 March 2025 – India SEBI Fines 6 for Substantial Shareholding Reporting Failures
  • 20 February 2025 – Poland Fines for Substantial Shareholding Reporting Failures
  • 17 February 2025 – Sweden FI Fines For Late Short Selling Reporting
  • 14 February 2025 – S Korea Fines for Short Selling Breaches
  • 14 February – S Korea Fines for Short Selling Breaches
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