On 27 March 2024, AST ASIC reissued guide regarding interests and shareholdings. AST ASIC reissued Regulatory guide 5 – relevant interests and substantial shareholding notices (hereafter, RG 5), which is a guide for investors who acquire an interest in the securities of a company or managed investment scheme, and their advisers. RG 5 supersedes June […]
Australia ASIC Criminally Charges Individual for Substantial Shareholding Violations
On 19 March 2024, TAI FSC said disclosure threshold for substantial shareholding will be reduced from 10% to 5%; reports will shift from paper-based to electronic format. TAI EXC, TAI TPEX will handle submissions related to substantial shareholding. Reminded that the lowered disclosure threshold will take effect from 10 May 2024.
Turkey CMB Fines for Failure to Report Substantial Shareholdings
Turkey CMB Fines for Substantial Shareholding Violation
On 4 March 2024, the new OLSdigital online platform for investors (and issuers) to submit their substantial shareholding disclosure notifications under FinMIA goes live. Background substantial shareholding disclosures to the Disclosure Office of SER and to the issuer OLSdigital filing platform can be found here