On 25 October 2024, IND SEBI issued a circular on the periodic reporting format for research analysts and proxy advisers as per the Research analysts regulations, 2014. Recognized BSE Limited as Research analyst administration and supervisory body. RAs and PAs must submit comprehensive reports covering organizational structure and compliance framework and the details of all […]
On 14 October 2024, IND SEBI wrote re market infrastructure institutions. IND SEBI issued circular regarding monitoring shareholding of market infrastructure institutions (MIIs), includes stock exchanges, depositories, and clearing corporations. Follows IND SEBI October 2023 issued master circular for stock exchanges. Also follows IND SEBI October 2023 issued new master circular for depositories. Follows IND […]
On 30 September 2024, the SEC’s new reporting regime for SEC Schedule 13G becomes effective. Filings Deadlines: QIIs & Exempt Investors: 45 days after calendar quarter in which substantial shareholding exceeds 5%. Passive Investors: Within 5 business days after acquiring substantial shareholding of more than 5% [Rule 13d-1(c)]. Amendments: All 13G Filers: Within 5 business […]
Sweden Fines for Late Substantial Shareholding in Bonds
Austria Fines for Late Substantial Shareholding Report
China Fines for Late Substantial Shareholding Report