27 September 2024 – China Fines for Failure to File Substantial Shareholding Report
China Fines for Failure to File Substantial Shareholding Report
Austria – FMA Fines for Failures in Substantial Shareholding Reporting
Austria Fines for Substantial Shareholding Reporting Failure
China – CSRC Fines for Substantial Shareholding Reporting Failure
CSRC Fines for Substantial Shareholding Reporting Failure
Austria – FMA Fines for Late Shareholding Disclosure
Austria Fines for Late Substantial Shareholding Disclosure
Bulgaria – FSC Changes to Substantial Shareholding Form
On 12 September 2024, BUL FSC advised of substantial shareholding form and notification submission change. BUL FSC outlined change to substantial shareholding form and submission method for notification of substantial shareholding (notification under article 145) by shareholders in public companies. Summary Applies to those passing thresholds of 5% or multiples of 5% of voting rights […]
Japan – SESC Disclosure (incl. Substantial Shareholding) Inspections 2023
On 11 September 2024, JPN SESC issued disclosure inspection casebook for 2023. JPN SESC published the annual disclosure inspection casebook for fiscal year 2023, to encourage market participants to take steps toward proper information disclosure (i.e. substantial shareholding). To present JPN SESC’s recent efforts in inspections and details of substantial shareholding disclosure violations. Follows JPN […]