On 2 January 2020, PHI SEC cleared CMIC guidelines on short selling. PHI SEC has cleared Capital Markets Integrity Corporation’s (CMIC) implementing guidelines on securities borrowing and lending (SBL) and short selling. Approved 17 December 2019 subject to adoption of certain amendments outlined by SEC. Implementation Guidelines Philippine Stock Exchange shall remain responsible for and…
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Rulefinder Reports Temporary Short Selling Ban
On 16 January 2020, Rulefinder reported temporary short selling bans in two jurisdictions which are effective today. Find out if you have disclosures obligations and get more information here.
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E.U. – Advice on Short-Selling
On 3 January 2020, EU ESMA issued updated list of market makers and authorized primary dealers using the exemption in the regulation on short selling and CDS.
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RRS Reports Temporary Short Selling Ban
Effective 27 December 2019, there will be a temporary short selling ban; find out more here.
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Rulefinder Reports Temporary Short Selling Ban
On 20 December 2019, Rulefinder reported temporary short selling bans in two jurisdictions. Find out more here.
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E.U. – Short Sale Market-Making
On 3 December 2019, EU ESMA published compliance table re guidelines on short-selling. Background On 1 February 2019, ESMA issued guidelines on short selling exemption for market making. Criteria to be met for market making exemption, and conditions to assess notification. Market maker to be member of venue that trades instrument, conducts market making. Qualifying…
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