On 29 October 2019 SWE FI published Odey Asset Management LLP decision. SWE FI decision dated 24 October 2019 that Odey will pay a special fee of SEK 13,100. Relates to notification that a short net position in shares in JM AB had reached relevant thresholds for publication, failure to notify within the time limit…
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S Korea – FSC Short-Selling Violations
On 18 October 2019 SK FSC tightened regulation on short-selling violation. FSC introduced measure to strengthen regulations on violation of short-selling rules. Revisions The proposed revision establishes a new standard to impose penalties for illegal short-selling activities, raising the current imposition ratio by 5 to 15 percentage points. The government also established a regulatory basis…
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Temporary Short Selling Ban Effective Today
Rulefinder reports a temporary short selling ban effective today.
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Rulefinder Reports Temporary Short Selling Ban
On 2 October 2019, Rulefinder reported a temporary short selling ban in two countries.
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Singapore – MAS Short Selling Regulations
On 24 September 2019, SIN MAS issued guidelines on short sale regulations. Guidelines state requirements for the reporting of short sell orders and short positions. Short Selling Guidelines provide market participants with better understanding of administration of legislative provisions relating to short selling disclosure and reporting in SFA by MAS. Has guidelines for institutional participants…
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Korea – Short Selling Ban in Effect
On 26 August 2019, the Global Korea Exchange (KRX) has placed a temporary short selling ban in the shares of nine (9) issuers starting 27 August.
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