On 23 March 2022, UK FCA issued an updated list of short selling positions disclosed to them.
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U.K. – FCA Publishes Updated Short Selling List
On 21 March 2022, UK FCA issued an updated list of short selling disclosures.
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Rulefinder Alerts to Temporary Short Selling Ban
On 21 March 2022, Rulefinder alerted subscribers to a temporary short selling ban in S Korea. Ban is effective 22 March.
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U.K. – FCA Short Selling Position Reporting
On 16 March 2022, UK FCA issued an updated list of short positions disclosed to them. Background: UK entered transition period on 31 January 2020, which ends at 11pm on 31 December 2020. During the transition period, the EU short selling regulation (regulation (236/2012) (SSR) continues to apply in UK, including the market making exemption.…
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U.S – SEC Short Selling Disclosure Reporting
On 16 March 2022, the SEC issued proposal in federal register, comments by 26 April 2022. Background: On 25 February 2022, the SEC proposed to enhance short selling disclosure reporting. Proposed Rule 13f-2 and Proposed Form SHO Rule 13f-2 designed to provide greater transparency via publication of short selling data. By requiring manager to…
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India – FIA Short Selling Gvt Securities
On 4 March 2022, IND FIA updated on eligible liquid securities for March 2022. Background: As per RBI guidelines, banks/PDs can short sell eligible IND GVT securities up to the regulatory limit, which is 2% of the outstanding stock or INR 500 Cr for liquid. Or 1% of the outstanding stock or INR250 Cr whichever…
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