3 October 2022 – U.S. FINRA Fines For Violations of Naked Short Selling
U.S. FINRA Fines for Violating Naked Short Selling Rules
Rulefinder Alerts to Temporary Short Selling Bans
On 29 September 2022, Rulefinder alerted to temporary short selling bans in S Korea and Turkey. Effective Date: 30 September 2022
Norway – Europlav Short Selling Regulation
On 22 September 2022, EU CMSN published decision 146/2022 changing EEA Agreement. Background: Europalov updated on reg 2022/27 amending reg 236/2012 as regards the adjustment of the relevant threshold for notification of short selling in shares.
Rulefinder Alerts to Temporary Short Selling Bans
On 16 September 2022, Rulefinder issued an alert for temporary short selling bans in 2 countries. Short Selling Bans effective 19 September 2022.
18 August 2022 – U.S. FINRA Censures and Fines for Short Selling
U.S. FINRA Censures and Fines for Short Selling Failure
18 August 2022 – Hong Kong SFC Fines for Illegal Short Selling
Hong Kong SFC Fines for Illegal Short Selling