On 11 October 2022, TAI FSC, adjusted the daily intraday securities borrowing and selling orders and margin ratio for securities lending due to political and economic situation. Intraday short selling orders shall not exceed 10% of the daily average transaction volume of the securities in the preceding 30 business days, with certain exceptions. Minimum margin […]
On 7 October 2022, SEC reopened the public comment period due to a technological error. Reopened until 14 days after publication of reopening release in the federal register. Background: On Feb. 25, SEC proposed to enhance short selling disclosure reporting. Also SEC amends CAT NMS plan for short seilling disclosure report.
Hong Kong SFC Fines for EU Short Selling Reporting Failures
U.S. FINRA Fines for Inaccurate Short Selling Reporting
On 6 October 2022, Rulefinder identified temporary short selling bans in two countries. Effective: 7 October 2022
On 30 September 2022, TAI FSC made amendments re daily short selling orders. TAI FSC issued an order stipulating requirements for the sale of borrowed securities. Follows TAI FSC June 2021 adjusted margin purchase/short selling. Rules Combined balance of security borrowing and lending (SBL) short sale volume and margin short sales shall not exceed 25% […]