On 22 September 2022, EU CMSN published decision 146/2022 changing EEA Agreement. Background: Europalov updated on reg 2022/27 amending reg 236/2012 as regards the adjustment of the relevant threshold for notification of short selling in shares.
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Rulefinder Alerts to Temporary Short Selling Bans
On 16 September 2022, Rulefinder issued an alert for temporary short selling bans in 2 countries. Short Selling Bans effective 19 September 2022.
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18 August 2022 – U.S. FINRA Censures and Fines for Short Selling
U.S. FINRA Censures and Fines for Short Selling Failure
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18 August 2022 – Hong Kong SFC Fines for Illegal Short Selling
Hong Kong SFC Fines for Illegal Short Selling
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12 August 2022 – US SEC Fines for Naked Short Selling
U.S. SEC fines for Naked Short Selling
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Taiwan – TPEX, EXC Amend Short Selling Operating Rules
On 8 September 2022, TAI TPEX, TAI EXC amended the operational measures. TAI TPEX, TAI EXC amended operating rules for securities firms handling margin purchases and short selling of securities to align with revision of the civil code. Also amended the contract for the handling securities margin purchases/ short selling. Follows TAI FSC letter dated…
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