On 23 February 2023, TAI FSC adjusted the daily intraday limit of short selling order, it shall not exceed 30% of average daily trading volume for previous 30 business days. If the balance of short selling together with balance of short trading exceeds 20%, shall follow operation directions for the allocation of limits for margin…
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U.S. – SEC Advisor HITE Hedge Short Selling
On 21 February 2023, SEC charged IA firm with violating a trading rule. SEC filed a settled complaint against investment advisory firm HITE Hedge Asset Management LLC (HITE) for short selling in violation of SEC Rule 105 of Regulation M. HITE allegedly purchased stock in public offering for 5 private fund clients after short selling…
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S Korea – FSC Names Foreign Firms for Naked Short Selling
On 9 February 2023, the FSC publicly announced the sanctioning of five firms for naked short selling.
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17 February 2023 – U.S. SEC Fines for Short Selling
U.S. SEC Fines for Late Substantial Shareholding Disclosure
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17 February 2023 – U.S. SEC Fines for Short Selling
U.S. SEC Fines for Short Selling
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Rulefinder Alerts to New Temporary Short Selling Bans
On 17 February 2023, Rulefinder alerted to new temporary short selling bans in S Korea. These short selling bans will be in effect on 20 February 2023.
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