On 29 November 2022, SK FSS issued final rules approved on 28 November, effective 30 November 2022. Background: On 4 November 2022, SK FSS proposed rules on registration, short selling reports. SK FSS proposed Detailed regulations of the regulations on financial investment business, to ease burden on foreign investment business submitting documents. Revise registration form;…
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Rulefinder Alerts to New Temporary Short Selling Bans
On 29 November 2022, Rulefinder identified new temporary short selling bans in two countries. Effective: New temporary short selling bans are effective 30 November 2022.
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23 November 2022 – Finland FSA Fines for Late Short Selling Reporting
23 November 2022 - Finland FSA Fines Eisler Capital for Late Short Selling Reporting
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Rulefinder Alerts to Temporary Short Selling Bans
On 17 November 2022, Rulefinder alerted subscribers to temporary short selling bans in two countries. Short selling bans are effective on 18 November 2022.
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S Korea – FSC Respond to Illegal Short Selling
On 9 November 2022, SK FSC finalized Regulations on financial investment business. Cover revisions regarding foreign corporate shareholders of credit rating agencies too. Follows SK FSC August 2022 propose revisions re foreign shareholders. Revised Regulations are effective from the same day, but with transition measures. Background: Consultation paper issued in September proposing rules to reinforce…
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S Korea – FSS Foreign Investment Business
On 4 November 2022, SK FSS proposed rules on registration, short selling disclosures. SK FSS proposed Detailed regulations of the regulations on financial investment business, to ease burden on foreign investment business submitting documents. Revise registration form; update existing form and introduce new form for fulfilling reporting obligation associated with lending transactions when reporting balance…
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