On 25 September 2024, SK FSS published Integrated short selling guideline. SK FSS formulated the Integrated short selling guideline to enable investors to verify the illegality of short selling and launched the customized investor support system. Follows SK FSC, FSS June 2024 launched short sale reform measures. Overview of Integrated Guideline The balance available for…
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28 September 2024 – Turkey Fines for Failure to Recognize Short Selling Ban
Turkey Fines for Failure to Recognize Short Selling Ban
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U.S. – SEC Settles Short Selling Case Against HK IA
On 23 September 2024, SEC reported settlement re public offering, short sale. SEC reported settled charges against Centerline Investment Management Limited, a Hong Kong, China-based investment adviser, for violating an SEC short selling trade rule. Purchased stock in public offering of securities for advisory client after effecting short selling in same stock for advisory client…
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U.S. – SEC Fines HK Based Trading Firm for Illegal Short Selling
U.S. SEC Fines HK Based Trading Firm for Illegal Short Selling
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23 September 2024 – Turkey CMB Fines for Breach of Short Selling Ban
Turkey CMB Fines 13 Entities for Breach of Short Selling Ban
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23 September 2024 – U.S. SEC Fines for Breach of Short Selling Rules
U.S. Fines for Breach of Short Selling Rules
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