Tag Archives: short selling

S Korea – KRX Short Selling Compliance Monitoring

On 5 November 2025, KRX proposed revising Detailed market surveillance regs. KRX proposed revisions to the Detailed regulations on market surveillance. Aims to revamp the short selling system, including the duty for members to monitor short selling activities and improve effectiveness of member compliance monitoring. Revisions eliminate the provision allowing the refund of membership penalties…
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U.K. – Treasury Overseas Regime Regulation Re: Short Selling

On 31 October 2025, UK Treasury issued instrument re overseas recognition. UK Treasure issued statutory instrument Financial services (overseas recognition regime designations) regulations 2025 (StIn 2025/1147), and explanatory memo. Follows UK Treasury July 2025, details of overseas recognition regimes. Overseas Recognition Regimes As per the powers in the Financial Services and Markets Act 2023 (FSMA…
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U.K. – FCA New Short Selling Regime

On 28 October 2025, UK FCA issued consultation on new short selling regime. FCA issued consultation seeking views on proposals for a new short selling regime. Proposals aim to support growth by removing unnecessary barriers which might inhibit or discourage short selling while retaining sufficient visibility and controls over short selling to manage any risks…
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U. K. – Market Bulletin RE: Short Selling

On 23 October 2025, UK FCA published Primary Market Bulletin 59. Results of review of delayed disclosure of inside information; adoption of cryptoasset treasury strategies by listed companies; review of UK Short Selling Regime. And upcoming changes which aim to enhance the National Storage Mechanism (NSM). Review of Delayed Disclosure of Inside Information FCA reviewed…
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U.K. – FCA Revised Short Selling Sterling Rate

On 2 October 2025, UK FCA revised short selling sterling rate on guidance page. FCA updated its short selling guidance page to update sterling price for calculation. Follows UK FCA October 2024 updated short selling sterling rate. Background UK Short Selling Regulation (UK SSR) gives FCA powers to prohibit or restrict short selling, limit transactions…
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India – FIA on Short Selling of IND GVT securities

On 16 October 2025, IND FIA wrote about short selling of IND GVT securities. IND FIA wrote to all members and stakeholders about short selling IND GVT securities. Follows IND RBI July 2018 revised guide on short selling of governments. Revision to Process for Eligibility IND FIA said it has been publishing lists of liquid…
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