Turkey CMB Fines for Short Selling Failure
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7 March 2024 – Turkey CMB Fines for Short Selling Failure
<a href="https://spk.gov.tr/data/65ea21db8f95db2634e9f4ea/2024-14.pdf">Turkey CMB Fines for Short Selling Failure</a>
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3 March 2024 – Turkey CMB Fines for Short Selling Violation
Turkey CMB Fines for Short Selling Failure
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Poland – FSA Substantial Shareholding / Short Selling Forms
On 1 March 2024, substantial shareholding and short selling forms must be submitted to the Poland FSA in electronic format. Background: August 2023, the FSA alerted the move to electronic forms for substantial shareholding and short selling Links to electronic forms for substantial shareholding and short selling Link to Substantial Shareholding User Manual
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S Korea – FSS May Give Guidance on Short Selling Policies in March
On 27 February 2024, the head of South Korea's FSS says it may give a clearer picture on follow-up policies regarding the short selling ban sometime in March. FSS implemented at total ban on short selling in November 2023 through June 2024. Recently, Korean prosecutors investigating illegal short selling allegations against foreign investment banks raided…
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Norway – FSA Reports on 2023 Supervision, Highlights Illegal Short Selling
On 20 February 2024, NORFSA issued report regarding its supervision in 2023, highlighting illegal short selling. Securities Market NORFSA issued report on its supervision of market behavior in the securities market. For the first time, imposed fines for market manipulation and uncovered short selling. In 2023, three judgments were handed down and one recommendation was…
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