Tag Archives: short selling
On 2 May 2024, IDN FSA updated rules on financing securities transactions. IDN FSA issued regulation 6/2024 on financing of securities transactions by securities companies for customers and short selling transactions by securities companies. Follows IDN FSA December 2020 issued regulation on financing securities trades. Regulation Refines the provisions that were previously issued in 55/POJK.04/2020.…
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On 25 April 2024, South Korea's financial market watchdog, the FSS announced it was checking the effectiveness of a new monitoring system designed to detect illegal short selling of domestic stocks. Ban short selling continues through 30 June 2024 New system will process all short selling transactions by institutional investors; and institutional investors must have…
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On 15 April 2024, the S Korea regulator, the FSS announced inclusion of an English short selling reporting system as part of their English website upgrade. the English website now includes an English short selling reporting system where registered users may access the Reporting and Disclosure of Net Positions online portal and Reporting on Information…
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On 28 March 2024, SWE FI said it is investigating firm re naked short selling. SWE FI is investigating whether Market Wizards BV violated article 12 of Short Selling Regulation (EU) (SSR Reg 236/2012) by short selling shares without coverage. Overview As part of SWE FI's supervision, the regulator carries out investigations to assess whether…
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Sweden FI Fines for Naked Short Selling
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On 20 March 2024, HK SFC said Yeung has been sentenced to 18 months in prison for securities fraud; Magistrate Mr. Jeffrey Sze Cho Yiu emphasized severity of the offense. Background HK SFC said Yeung pleaded guilty to securities fraud involving illegal short selling in proceedings. The case marks the first criminal conviction of securities…
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