On 17 February 2025, GE BaFin issued updated FAQ on exemption for market makers and primary dealers under art 17 EU Short Selling Regulation. Question 7: Updated wording of the question as to whether the exemption can be claimed earlier (i.e. before the 30 days) after the initial notification. Question 8: Updated guidance about follow-up…
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S Korea – Gov’t Approves Revised Short Selling Revised Rules
On 18 February 2025, the S Korean government approved the revision bill for the Enforcement Decree of the FSCMA, aimed at enhancing rules on short selling practices. The revision is aimed at enhancing rules on short selling practices and includes: Imposing a limit on institutional investors stock repayment period Introducing measures intended to prevent naked…
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17 February 2025 – Sweden FI Fines For Late Short Selling Reporting
FI Fines for Late Short Selling Reporting
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14 February 2025 – S Korea Fines for Short Selling Breaches
FSC Fines MS for Breaches Pertaining to Short Selling
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14 February – S Korea Fines for Short Selling Breaches
FSC Fines UBS for Breaches Pertaining to Short Selling
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14 February 2025 – S Korea Fines for Breaches in Short Selling
FSC Fines JPM for Breaches Pertaining to Short Selling
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