Tag Archives: disclosures

Thailand – SEC Investment Trust Offering

On 11 June 2021, Thai SEC made amendments to rules on disclosures for REITs. ThorChor. 47/2564 on issuance and offering of trust units of REITs, to add REITs with redemption clause and REITs with conditions for termination of the lease agreement. Sor. 38/2564 on contents of the trust deed of REITs, re appraisal of assets…
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South Korea – FSC Capital Market Disclosures

On 22 February 2021, SK FSC proposed amendment on disclosure regulations. SK FSC announced partial amendment to capital market research business regulations. As stock market volatility has increased, so has the need to strengthen investor protection, as well as improve the effectiveness of penalties for disclosure violations. Amendments Rate of imposition of penalties on collective…
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Nigeria – SEC Large Share Disclosures

On 3 December 2020, NGR SEC issued disclosures on large share transactions. NGR SEC has asked dealers to comply with rules on disclosing big share transactions. Rule 56(1&2)(c) states single trades of 500,000 units to be disclosed within 24 hours. Dealers must say if they are making multiple deals for clients or for their own…
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Japan – FSA Information Disclosures

On 6 November 2020, JPN FSA issued its list of good examples re disclosures for 2020. Based on examples cited by investors and analysts during a study session, the focus areas for this year are disclosures associated with Covid-19 and ESG. Re Covid-19, disclosures cover areas including operating strategies, business risks, management discussion and analysis,…
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India – SEBI Transaction Disclosure

On 1 September 2020,  IND SEBI updated on securities transactions disclosure. IND SEBI decided that the details of debt and money market securities transacted shall be disclosed on daily basis with a time lag of 15 days in revised format. This is a change from the previous format and 30 day time lag. Effectiveness Circular…
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