Pending Japanese regulatory reporting scope and frequency changes will significantly increase the workload of institutions investing in Japanese securities. Many institutional investors still rely on manual, or at least partially manual, methods of compiling, reviewing and filing regulatory reports such as the U.S. 13f and 13g position disclosure reports on a quarterly and annual basis. View Full Press Release
Solutions Atlantic Expands RRS Product Line to Include Regulatory Reporting Requirements for Japan
- Home
- Press Release
- Solutions Atlantic Expands RRS Product Line to Include Regulatory Reporting Requirements for Japan
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 14 May 2025 – India SEBI Fines for Substantial Shareholding Reporting Failures
- 14 May 2025 – ASIC Fines Breaches of Short Selling Regulations
- 9 May 2025 – Poland Fines for Failure to Report Substantial Shareholding
- 11 April 2025 – Denmark Fines for Late Substantial Shareholding Reporting
- 1 April 2025 – Norway Fines for Breach of Short Selling Regulations
- 27 March 2025 – Turkey Fines for Failure to Report Short Selling
- 24 March 2025 – Sweden Fines for Violations of Short Selling Rules
- 20 March 2025 – China Fines for Failure to Obey Lock-in Period Re: Substantial Shareholding
- 18 March 2025 – Sweden Fines for Failure to Comply with Short Selling Rules
- 11 March 2025 – India SEBI Fines 6 for Substantial Shareholding Reporting Failures
- 20 February 2025 – Poland Fines for Substantial Shareholding Reporting Failures
- 17 February 2025 – Sweden FI Fines For Late Short Selling Reporting
- 14 February 2025 – S Korea Fines for Short Selling Breaches
- 14 February – S Korea Fines for Short Selling Breaches
- 14 February 2025 – S Korea Fines for Breaches in Short Selling
- 14 February 2025 – S Korea Fines for Short Selling Breaches
- 23 January 2025 – India SEBI Fines for Failures in Substantial Shareholding Reporting
- 13 January 2025 – US Fines for Failure to Comply with Short Selling Rules
- 19 December 2024 – US Fines For Breach of Short Selling Rule
- 12 December 2024 – Turkey Fines for Breaches of Short Selling Regulations
- 10 December 2024 – S Korea Fines for Illegal Short Selling
- 20 November 2024 – Australia ASIC Fines for Failure to Disclose Major Shareholdings
- 26 November 2024 – U.S. SEC fines for Illegal Short Selling
- 18 November 2024 – Poland Fines for Substantial Shareholding Failures
- 18 November 2024 – India SEBI Fines 7 for Substantial Shareholding Failures
- 15 November 2024 – Hong Kong Fines for Takeover Breaches
- 6 November 2024 – Netherlands AFM Fines for Failure to Report Substantial Shareholdings
- 15 October – S Korea Fines for Illegal Short Selling
- 9 October 2024 – Italy Consob Fines for Breach of Short Selling Regulations
- 4 October 2024 – Italy Consob Fines for Short Selling Failure
- 29 September 2024 – Sweden FI Fines for Late Substantial Shareholding in Bonds