On 30 November 2023, Solutions Atlantic released system and rule updates to RRS to meet the updated reporting obligations for US SEC Schedule 13D and 13G filers and the new short selling rule 13f-2.Read the full article.
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U.S. SEC Adopts Short Selling Reporting Rule 13f-2
In a vote of 3-2, the SEC adopted new rule 13f-2 and related Form SHO to provide greater transparency of short selling data from which is in response to Section 929X, Read the full article.
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Shareholding Disclosure and the World Cup
First, it was the rain, then it was the humidity and now it is the World Cup that is keeping some of us inside in July. For the first time, Read the full article.
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Stepping Closer to a SEC Decision on 13D/G
On 22 June 2023, the SEC’s Investor Advisory Committee (IAC) held a public meeting (13D/G ~3:09 mark) which included a discussion on the proposed amendments Read the full article.
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Know Before You Go…Investing in Japan
By all reports, investment money is flowing into Japan. With the Nikkei up over 30% this year, it appears that Japan is on the other side of Read the full article.
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First Half Foreign Direct Investment Catch-up
Most regulatory activity for foreign direct investment in this first half of 2023 has been focused on issuing consultations for proposed changes to existing laws. Read the full article.
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