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United States: For the SEC, It’s Groundhog’s Day

May 4, 2023 by Anna Monteiro in Press Release

Flashback: April 2022, the SEC had just closed their comment period for SEC file S7-06-22, release numbers 33-11030; 34-94211 titled the Modernization of Beneficial Ownership… Read the full article.

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In this Story, Short Sellers are not the Bad Guy

February 14, 2023 by Anna Monteiro in Press Release

There’s been a deluge of press about the collapse of Adani Group after a report from Hindenburg Research which accuses Adani Group of read more .

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Global Shareholding Disclosure Sanctions Year in Review

January 30, 2023 by Anna Monteiro in Press Release

On 28 January 2023, Solutions Atlantic released its analysis on Global Shareholding Disclosure Sanctions Year in Review. Read the key findings in this infographic.

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Busy Fourth Quarter for Foreign Direct Investments

January 12, 2023 by Anna Monteiro in Press Release

It was a busy fourth quarter for regulations concerning foreign direct investment. It seems that not all were watching the World Cup. Read the full article

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Foreign Direct Investment Third Quarter Snapshot

October 21, 2022 by Anna Monteiro in Press Release

Following up on my 2nd quarter foreign direct investment review, we’ll pick it up in Ireland which set out a new FDI screening rule like that of the UK.  Get the full article

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Q2 Foreign Direct Investment Across Europe

July 12, 2022 by Anna Monteiro in Press Release

Being that the UEFA Women’s Euro 2022 tournament is underway, and Wimbledon has come to a close, I’ll devote this foreign direct investment roundup to the region. Get the full article

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RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 10 July 2026 - Germany BaFin Fines $220K for Shareholding Notification Failures
  • 4 May 2026 - U.S. SEC Fines Company for Inaccurate Schedule13D
  • 4 May 2026 - U.S. SEC Fines for Late Beneficial Ownership Disclosure
  • 4 May 2026 - U.S. SEC Fines Musk and Revocable Trust for Failure to Report Major Shareholding
  • 20 April 2026 - Netherlands Fines Arrowstreet for Short Selling Reporting Failures
  • 20 April 2026 - U.S. FINRA Fines for Failure to Comply with Short Selling Regulations
  • 10 April 2026 - Sweden Fines for Late Major Shareholding Disclosure
  • 26 March 2026 - Namibia CRAN Rejects Starlink Satellite Application
  • 24 March 2026 - S Korea Fines for not Disclosing Major Shareholding Change
  • 16 March 2026 - Australia ASIC Fines Macquarie for Misreporting Short Selling
  • 10 March 2026 - Germany BaFin Fines For Failing to Submit Voting Rights Notifications
  • 27 February 2026 - India SEBI Fines for Failure to Disclose Shareholding in Sensitive Industries
  • 6 February 2026 - UAE FSA Fines for Failure to Notify Change of Shareholding/Control
  • 5 January 2026 - India SEBI Fines for Failure to Disclose Major Shareholding
  • 17 December 2025 - Norway Fines for Failure to Report Major Shareholding

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