14 July 2022 – India SEBI Fines for Substantial Shareholding Disclosure
India SEBI Fines for Substantial Shareholding Disclosure
12 July 2022 – France AMF Fines $1.3M for Takeover Reporting Failure
AMF Fines $1.3M for Takeover Reporting Failure
6 September 2022 – U.S. SEC Fines for Failure to Report Schedule 13D
U.S. SEC Fines for Failure to Report Schedule 13D – Major Shareholding Disclosure
21 June 2022 – France AMF Fines for Major Shareholding Reporting Failure
France AMF Fines for Late Major Shareholding Disclosure
20 June 2002: Germany BaFin Fines for Voting Rights Breach
Germany BaFin Fines Fine CEWE Stiftung & Co. €600,000 for Voting Rights Breach
14 June 2022: U.S. – SEC Fines for Short Selling Violations
U.S. SEC Fines $6.9M for Short Selling Violations