22 September 2023 – U.S. SEC Fines for Improper Short Selling
U.S. SEC Fines Citadel Securities for Improper Short Selling
U.S. SEC Fines Citadel Securities for Improper Short Selling
China CSRC Fines for Major Shareholding Reporting Failures
U.S. SEC Fines for Failure to Report Major Shareholding</a
Norway FSA Fines for Short Selling Breach
Spain CB Fines for Substantial Shareholding Reporting Failures
Germany BaFin Fines €600K for Substantial Shareholding Disclosure