On 6 March 2024, AIMA filed amicus brief in case challenging SEC rules. AIMA jointly with National Association of Private Fund Managers (NAPFM) and MFA filed brief challenging the SEC's securities lending and short position reporting rules. Follows 3 November 2023 SEC securities lending final rule and SEC short position final rule both became effective…
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About: Anna Monteiro
Recent Posts by Anna Monteiro
10 March 2024 – Turkey CMB Fines for Failure to Report Substantial Shareholding
Turkey CMB Fines for Failure to Report Substantial Shareholdings
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Thailand – SET Afternoon Trading Disclosure
On 5 March 2024, Thai SET issued rules on period for disclosing information. Thai SET revised time for disclosing information, following extended afternoon trading. Revisions Period for disclosure during intermission will be 12.30-13.00, instead of 12.30-13.30. This will enable investors to receive sufficient information for their decision making. A listed company shall disclose information without…
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8 March 2024 – Turkey CMB Fines for Short Selling Violation
Turkey CMB Fines for Short Selling Violation
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7 March 2024 – Turkey Fines for Short Selling Violation
Turkey CMB Fines for Short Selling Failure
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7 March 2024 – Turkey CMB Fines for Short Selling Failure
<a href="https://spk.gov.tr/data/65ea21db8f95db2634e9f4ea/2024-14.pdf">Turkey CMB Fines for Short Selling Failure</a>
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