U.S. SEC Fines for Naked Short Selling
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About: Anna Monteiro
Recent Posts by Anna Monteiro
Brazil – Anbima on Public Takeover Proposal
On 7 March 2024, BRZ Anbima commented on CVM public takeover proposal. BRZ Anbima reported on comments it made in response to BRZ CVM consultation. Follows December 2023 BRZ CVM proposal on public takeover offers (OPA) Recommended Modifications BRZ Anbima recommended inclusion of criteria to review the valuation report. Report defines the price that will…
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13 March 2024 – India SEBI Fines for Violation of Takeover Rule
India SEBI Fines for Violation of Takeover Rule
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India – Foreign Investment Scales Back Due to Changes in Regulations
On 11 March 2024, it was reported by the FT that due to changes made by SEBI in response to last year's short selling activity in Adani that several hedge funds have scaled back their investment in the country. Background New rules require large foreign investors — including hedge funds — betting on Indian stocks…
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12 March 2024 – Austria FMA Fines for Failure to Report Substantial Shareholdings
Austria FMA Fines for Failure to Report Substantial Shareholdings
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UAE – DC Securities Lending, Borrowing / Takeovers
On 8 March 2024, UAE DC issued securities lending and borrowing rules (takeovers) version 2.2. The rules cover general provisions, lending agents, obligations of lending agents, lender and borrower representatives, securities lending and borrowing (takeovers) agreements. As well as collateral, central clearing procedure, fees and commission and penalties.
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