New Zealand Fines for Sensitive Industries Breach of Overseas Investment Act
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About: Anna Monteiro
Recent Posts by Anna Monteiro
1 September 2025 – New Zealand Fines for Breach of Overseas Investment Act
New Zealand Fines for Breach of Overseas Investment Act
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1 September 2025- New Zealand Regulator Fines for Sensitive Industries Reporting Failure
New Zealand Fines for Sensitive Industries Reporting Failures
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Beach Volleyball in August: Update on Short Selling Rule SEC 13f-2
We exited July without a decision from the Fifth Circuit Court on the NATIONAL ASSOCIATION OF PRIVATE FUND MANAGERS, et al. v. SECURITIES AND EXCHANGE COMMISSION case Read the full article.
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Japan – FSA Substantial Shareholding Reporting
On 26 August 2025, JPN FSA compiled substantial shareholding reporting laws, Q&A. JPN FSA published the Summary of laws, regulations, and Q&As concerning material proposal acts and joint holders under the substantial shareholding reporting system toward constructive dialogue between institutional investors and investee companies. Outline of Summary Summary reflects the Japanese stewardship code revised in June…
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U.S. – Fifth Circuit Court Remands 13f-2 Rule to SEC
On 25 August 2025, the Fifth Circuit Court issued its opinion on the case of National Association of Private Fund Managers (NAPF) v. SEC. Background lawsuit brought against SEC after SEC approved both the 13f-2 short position reporting rules and Rule 10c-1a Securities Lending Rules back in 2023 the Court has remanded both Rules in…
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