About: Anna Monteiro
Recent Posts by Anna Monteiro
On 16 September 2022, TAI FSC published consultation paper with proposed amendments. Consultation will be open for 60 days. Background: TAI FSC proposed to amend regulations governing foreign investments by insurance companies, to increase the scope of recognition by foreign credit rating agencies.
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Rulefinder Alerts to Temporary Short Selling Bans
On 16 September 2022, Rulefinder issued an alert for temporary short selling bans in 2 countries. Short Selling Bans effective 19 September 2022.
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18 August 2022 – U.S. FINRA Censures and Fines for Short Selling
U.S. FINRA Censures and Fines for Short Selling Failure
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18 August 2022 – Hong Kong SFC Fines for Illegal Short Selling
Hong Kong SFC Fines for Illegal Short Selling
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12 August 2022 – US SEC Fines for Naked Short Selling
U.S. SEC fines for Naked Short Selling
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11 August 2022 – Poland FSA Fines for Substantial Shareholding Disclosure Failures
Poland FSA Fines for Substantial Shareholding Disclosure Failures
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