Germany BaFin Fines for Late Substantial Shareholding Disclosure
Read more
About: Anna Monteiro
Recent Posts by Anna Monteiro
Germany – BaFin Voting Rights Notification
On 22 December 2022, GE BaFin issued on significant voting rights notification. GE BaFin issued details on mandatory notification re significant voting rights' changes. Mandatory Notification Natural, legal persons must notify the amount of voting rights in listed companies. As soon as they reach, exceed or fall below one of the threshold values through the…
Read more
S Korea – FSC Shareholder Takeover Rights
On 21 December 2022, SK FSC protected investor rights in M&A share transfers. SK FSC held seminar on measures to protect general investors in case of change in management rights by stock transfer; introduced mandatory tender offer system. This system obligates a company to acquire a certain percentage of stocks through a tender offer when…
Read more
India – SEBI Foreign Portfolio Investors
On 19 December 2022, IND SEBI issued the master circular for foreign portfolio investors, depository participants, foreign investors, to supersede the operational guidelines (OG) issued 5 November 2019 above/incorporate changes to those OGs into new master circular. Circulars notifying changes to the 2019 OGs which have now been incorporated into new master circular are listed…
Read more
Sweden – FI Fines for Late Substantial Shareholding Disclosure
On 16 December 2022 SWE FI imposed a SEK400,000 penalty for late flagging. SWE FI decided Prior & Nilsson Fond- och Kapitalforvaltning Aktiebola (company) must pay SEK400,000 penalty fee for breach of the obligation to notify SWE FI in due time that its holding of shares and votes in Besqab AB (publ) exceeded a flagging…
Read more
21 December 2022 – India SEBI Fines for Failure to Disclose Substantial Shareholding
India SEBI Fines for Failure to Disclose Substantial Shareholding
Read more
Recent Comments by Anna Monteiro
No comments by Anna Monteiro yet.