Solutions Atlantic
  • Home
  • Solutions and Services
    • Regulatory Reporting System
    • U.S. SEC Filings
  • In The News
  • The Company
    • Our Story
    • Strategic Relationships
  • Contact Us

27 January 2021: Germany BaFin Fines for Late Voting Rights Disclosure

January 25, 2022 by admin in links

27 January 2021: Germany BaFin Fines for Late Voting Rights Disclosure

RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES

  • 1 September 2025- New Zealand Regulator Fines for Sensitive Industries Reporting Failure
  • 22 August 2025 – Poland KNF Fines for Failure to Notify of Substantial Shareholding
  • 4 August 2025 – US SEC Issues Cease and Desist Order for Short Selling Failures
  • 1 August 2025 – Austria FMA Fines for Late Substantial Shareholding Reporting
  • 29 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
  • 29 July 2025 – Chile Fines for Disregard of Substantial Shareholding Rules
  • 28 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
  • 23 July 2025 – China CSRC Fines for Breach of Substantial Shareholding Rules
  • 17 July 2025 – Austria FMA Fines for Late Substantial Shareholding Notifications
  • 11 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
  • 11 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
  • 11 July 2025 – Pakistan SEC fines for Late Substantial Shareholding Reporting
  • 11 July 2025 – Pakistan SEC Issues Warning for Late Substantial Shareholding
  • 4 July 2025 – Pakistan Issues Warning for Late Substantial Shareholding Reporting
  • 13 June 2025 – Sweden Fines for Short Selling Reporting Failures
  • 13 June 2025 – Germany BaFin Fines for Late Substantial Shareholding Notifications
  • 10 June 2025 – France AMF Fines for Late Substantial Shareholding
  • 14 May 2025 – India SEBI Fines for Substantial Shareholding Reporting Failures
  • 14 May 2025 – ASIC Fines Breaches of Short Selling Regulations
  • 9 May 2025 – Poland Fines for Failure to Report Substantial Shareholding
  • 11 April 2025 – Denmark Fines for Late Substantial Shareholding Reporting
  • 1 April 2025 – Norway Fines for Breach of Short Selling Regulations
  • 27 March 2025 – Turkey Fines for Failure to Report Short Selling
  • 24 March 2025 – Sweden Fines for Violations of Short Selling Rules
  • 20 March 2025 – China Fines for Failure to Obey Lock-in Period Re: Substantial Shareholding
  • 18 March 2025 – Sweden Fines for Failure to Comply with Short Selling Rules
  • 11 March 2025 – India SEBI Fines 6 for Substantial Shareholding Reporting Failures
  • 20 February 2025 – Poland Fines for Substantial Shareholding Reporting Failures
  • 17 February 2025 – Sweden FI Fines For Late Short Selling Reporting
  • 14 February 2025 – S Korea Fines for Short Selling Breaches
  • 14 February – S Korea Fines for Short Selling Breaches
  • <<
  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
    • ...
  • 11
  • >>

Archives

Headquarters

75 State Street, Suite 100
Boston, MA 02109

Main: +1.617.332.7752
Email: info@solutions-atlantic.com

Sales

Schedule a demo or speak with a sales executive.

Phone: +1.203.722.3908
Email: sales@solutions-atlantic.com

Partners & Alliances

Compliance consultancy, regulatory content & distribution partners.

Phone: +1.203.722.3908
Email: alliances@solutions-atlantic.com

Customer & Tech Support

Hours: 8:30am – 5:30pm ET

Phone: +1.617.332.7752
Email: support@solutions-atlantic.com

© 2026 Solutions Atlantic. All Rights Reserved.

↑