Swedish FSA Fines Armistice Capital for Late Major Shareholding Disclosure
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1 December 2021: Norway FSA Fines CPPIB for Late Short Selling Report
Norway FSA Fines CPPIB for Late Short Selling Report
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22 November 2021: Germany BaFin Fines Major Fund Company for Late Substantial Shareholding
BaFin Fines Vanguard Group for Late Substantial Shareholding Disclosure
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4 November 2021: Austria FMA Sanctions for Late Substantial Shareholding Disclosure
FMA Sanctions for Late Substantial Shareholding to Issuer
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Luxembourg – CSSF Short Selling Notifications
On 4 February 2022, LUX CSSF issued amendment to the short selling notification threshold. LUX CSSF published circular 22/798, dated 1 February 2022, amending circular 12/548. Follows EU CMSN September 2021 adopted regulation re net short threshold. Also follows ESMA January 2022 issued statement on net short positions. Summary The amendment reflects the changes made…
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Rulefinder Reports New and Updated Short Selling Bans
On 4 February 2022, Rulefinder identified new and updated temporary short selling bans in issuers in Turkey.
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