Users from around the globe “zoomed” in for Solutions Atlantic’s Eighth Annual Regulatory Reporting System User Group meeting. While these meetings have been traditionally in person, this year’s meeting was moved online due to the Covid-19 Omicron variant concerns; although that did not hinder a record number of participants tuning in to get a glimpse of enhancements coming online or a regulatory roundup of the happenings within the world of major shareholdings. Read the full article.
2021 Regulatory Reporting System Annual User Group Meeting
- Home
- Press Release
- 2021 Regulatory Reporting System Annual User Group Meeting
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 14 May 2025 – India SEBI Fines for Substantial Shareholding Reporting Failures
- 14 May 2025 – ASIC Fines Breaches of Short Selling Regulations
- 9 May 2025 – Poland Fines for Failure to Report Substantial Shareholding
- 11 April 2025 – Denmark Fines for Late Substantial Shareholding Reporting
- 1 April 2025 – Norway Fines for Breach of Short Selling Regulations
- 27 March 2025 – Turkey Fines for Failure to Report Short Selling
- 24 March 2025 – Sweden Fines for Violations of Short Selling Rules
- 20 March 2025 – China Fines for Failure to Obey Lock-in Period Re: Substantial Shareholding
- 18 March 2025 – Sweden Fines for Failure to Comply with Short Selling Rules
- 11 March 2025 – India SEBI Fines 6 for Substantial Shareholding Reporting Failures
- 20 February 2025 – Poland Fines for Substantial Shareholding Reporting Failures
- 17 February 2025 – Sweden FI Fines For Late Short Selling Reporting
- 14 February 2025 – S Korea Fines for Short Selling Breaches
- 14 February – S Korea Fines for Short Selling Breaches
- 14 February 2025 – S Korea Fines for Breaches in Short Selling
- 14 February 2025 – S Korea Fines for Short Selling Breaches
- 23 January 2025 – India SEBI Fines for Failures in Substantial Shareholding Reporting
- 13 January 2025 – US Fines for Failure to Comply with Short Selling Rules
- 19 December 2024 – US Fines For Breach of Short Selling Rule
- 12 December 2024 – Turkey Fines for Breaches of Short Selling Regulations
- 10 December 2024 – S Korea Fines for Illegal Short Selling
- 20 November 2024 – Australia ASIC Fines for Failure to Disclose Major Shareholdings
- 26 November 2024 – U.S. SEC fines for Illegal Short Selling
- 18 November 2024 – Poland Fines for Substantial Shareholding Failures
- 18 November 2024 – India SEBI Fines 7 for Substantial Shareholding Failures
- 15 November 2024 – Hong Kong Fines for Takeover Breaches
- 6 November 2024 – Netherlands AFM Fines for Failure to Report Substantial Shareholdings
- 15 October – S Korea Fines for Illegal Short Selling
- 9 October 2024 – Italy Consob Fines for Breach of Short Selling Regulations
- 4 October 2024 – Italy Consob Fines for Short Selling Failure
- 29 September 2024 – Sweden FI Fines for Late Substantial Shareholding in Bonds