11 June 2020: Sweden FI Fines Mackay Shields for Late Short Selling Reporting
RECENT ENFORCEMENT RELATED TO SHAREHOLDING DISCLOSURES
- 17 September 2025 – India SEBI Substantial Shareholding Reporting Failures
 - 22 August 2025 – Poland KNF Fines for Failure to Notify of Substantial Shareholding
 - 4 August 2025 – US SEC Issues Cease and Desist Order for Short Selling Failures
 - 1 August 2025 – Austria FMA Fines for Late Substantial Shareholding Reporting
 - 29 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
 - 29 July 2025 – Chile Fines for Disregard of Substantial Shareholding Rules
 - 28 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
 - 23 July 2025 – China CSRC Fines for Breach of Substantial Shareholding Rules
 - 17 July 2025 – Austria FMA Fines for Late Substantial Shareholding Notifications
 - 11 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
 - 11 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
 - 11 July 2025 – Pakistan SEC fines for Late Substantial Shareholding Reporting
 - 11 July 2025 – Pakistan SEC Issues Warning for Late Substantial Shareholding
 - 4 July 2025 – Pakistan Issues Warning for Late Substantial Shareholding Reporting
 - 13 June 2025 – Sweden Fines for Short Selling Reporting Failures
 - 13 June 2025 – Germany BaFin Fines for Late Substantial Shareholding Notifications
 - 10 June 2025 – France AMF Fines for Late Substantial Shareholding
 - 14 May 2025 – India SEBI Fines for Substantial Shareholding Reporting Failures
 - 14 May 2025 – ASIC Fines Breaches of Short Selling Regulations
 - 9 May 2025 – Poland Fines for Failure to Report Substantial Shareholding
 - 11 April 2025 – Denmark Fines for Late Substantial Shareholding Reporting
 - 1 April 2025 – Norway Fines for Breach of Short Selling Regulations
 - 27 March 2025 – Turkey Fines for Failure to Report Short Selling
 - 24 March 2025 – Sweden Fines for Violations of Short Selling Rules
 - 20 March 2025 – China Fines for Failure to Obey Lock-in Period Re: Substantial Shareholding
 - 18 March 2025 – Sweden Fines for Failure to Comply with Short Selling Rules
 - 11 March 2025 – India SEBI Fines 6 for Substantial Shareholding Reporting Failures
 - 20 February 2025 – Poland Fines for Substantial Shareholding Reporting Failures
 - 17 February 2025 – Sweden FI Fines For Late Short Selling Reporting
 - 14 February 2025 – S Korea Fines for Short Selling Breaches
 - 14 February – S Korea Fines for Short Selling Breaches
 
