Yearly Archives: 2018

Taiwan – FSC Timing of Reports

On 11 December 2018, TFSC said proposal completed notice period, implemented soon. It has been noticed that some issuers may be unable to announce the monthly operational status according to the time limit set in Article 36 of Securities Law.Thus, will amend the financial report and operation of the public issue company.RevisionsIn the event of…
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Germany – BaFin Post-Trade Transparency

On 17 December 2018, GE BaFin issued rules on MiFIR post-trade transparency. BaFin extended current transparency regime for a further year, until 1 January 2020.OverviewMiFIR requires post-trade reporting in real-time/as quickly as technically possible.But allows national supervisory authorities to authorize publication at a later date.In Jan. 2018, BaFin allowed publication at a later date.The regime…
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Thailand – TSC Shareholder’s Equity Changes

On 11 December 2018, Thailand TSC revised fund rules for asset management. The shareholders' equity was set at low of Bt10mn for Trust Managers and Bt20mn for Asset Management, as well as additional capital to support business continuity.The Fund requires additional funds to cover losses incurred by erroneous operations.Rate varies depending on size and quantity…
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