22 August 2025 – Poland KNF Fines for Failure to Notify of Substantial Shareholding
Poland KNF Fines for Failure to Notify of Substantial Shareholding
Austria – FMA Fines Entity for Late Substantial Shareholding Notification
On 1 August 2025, AUT FMA imposed a €120,000 fine for late substantial shareholding notification. AUT FMA imposed a €120,000 fine on Global Alpha Capital Management Limited for late substantial shareholding notification. Main Points Imposition of a fine of €120,000 for late substantial shareholding notification of exceeding the 5% limit for shareholdings in an issuer’s […]
1 August 2025 – Austria FMA Fines for Late Substantial Shareholding Reporting
Austria FMA Fines for Late Substantial Shareholding Reporting
UK – FCA Bulletin Oversight Department for Shareholding and Short Selling Reporting
On 17 July 2025, UK FCA issued Primary Market Bulletin 56 on detection. UK FCA issued Primary Market Bulletin 56 focused on optimizing data and technology to strengthen detection capabilities in shareholding reporting, on Directors’ dealing cases. Follows UK FCA April 2025 issued Primary Market Bulletin 55 on changes. Detection Capabilities The integrity of the […]
29 July 2025 – India SEBI Fines for Late Substantial Shareholding Reporting
India SEBI Fines for Late Substantial Shareholding Reporting
29 July 2025 – Chile Fines for Disregard of Substantial Shareholding Rules
Chile CMF Fines for Disregard of Substantial Shareholding Rules