Poland FSA Fines for Substantial Shareholding Disclosure Failures
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22 July 2022 – Iceland FSA Fines for Substantial Shareholding Disclosure Failure
Iceland FSA Fines for Substantial Shareholding Disclosure Failure
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23 March 2022: Sweden FI Fines Lazard for Late Substantial Shareholding Disclosure
Sweden FI Fines Lazard for Late Substantial Shareholding Disclosure
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Sweden – Fine for Late Substantial Shareholding Disclosure
On 28 March 2022, SWE FI fined Waldakt Aktiebolag for late notification. SWE FI issued SEK 75,000 fine for failing to properly report substantial shareholding transactions. Overview Concerns fine according to act (2016:1306) with supplementary provisions of MAR. Case relates to purchase by Waldakt Aktiebolag (WA) of shares in Resurs Holding AB. Individual within WA…
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Spain – Proposed Changes to Substantial Shareholding Form
On 15 March 2022, the CNMV opened a public consultation to amend the substantial shareholding disclosure form (Model I). Background: Form would now include information regarding holdings of loyalty shares that grant double voting rights. The proposed new substantial shareholding disclosure form is available in English and Spanish on page 6 of the draft circular,…
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Could Norway’s Tight Shareholding Disclosure Window Cost It Investment
It is widely known that Norway has one of the tightest substantial shareholding disclosure windows among countries. While many countries allow for reporting of substantial shareholding full article
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