On 22 November 2022, GE BaFin fined Carne Global Fund Managers for breach. GE BaFin fined Carne Global Fund Managers (Luxembourg) SA €382,000 for violations of section 33 (1) sentence 1 (shareholdings reporting) of the German Securities Trading Act (WpHG). The fine was imposed because Carne Global Fund Managers did not submit its voting rights…
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7 November 2022 – Germany BaFin Fines for Late Substantial Shareholding Disclosure
Germany BaFin Fines for Late Substantial Shareholding Disclosure
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11 August 2022 – Poland FSA Fines for Substantial Shareholding Disclosure Failures
Poland FSA Fines for Substantial Shareholding Disclosure Failures
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22 July 2022 – Iceland FSA Fines for Substantial Shareholding Disclosure Failure
Iceland FSA Fines for Substantial Shareholding Disclosure Failure
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23 March 2022: Sweden FI Fines Lazard for Late Substantial Shareholding Disclosure
Sweden FI Fines Lazard for Late Substantial Shareholding Disclosure
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Sweden – Fine for Late Substantial Shareholding Disclosure
On 28 March 2022, SWE FI fined Waldakt Aktiebolag for late notification. SWE FI issued SEK 75,000 fine for failing to properly report substantial shareholding transactions. Overview Concerns fine according to act (2016:1306) with supplementary provisions of MAR. Case relates to purchase by Waldakt Aktiebolag (WA) of shares in Resurs Holding AB. Individual within WA…
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