Tag Archives: substantial shareholding disclosure

Germany – BaFin Fines Carne Group Late Substantial Shareholding Disclosure

On 22 November 2022, GE BaFin fined Carne Global Fund Managers for breach. GE BaFin fined Carne Global Fund Managers (Luxembourg) SA €382,000 for violations of section 33 (1) sentence 1 (shareholdings reporting) of the German Securities Trading Act (WpHG). The fine was imposed because Carne Global Fund Managers did not submit its voting rights…
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Sweden – Fine for Late Substantial Shareholding Disclosure

On 28 March 2022, SWE FI fined Waldakt Aktiebolag for late notification. SWE FI issued SEK 75,000 fine for failing to properly report substantial shareholding transactions. Overview Concerns fine according to act (2016:1306) with supplementary provisions of MAR. Case relates to purchase by Waldakt Aktiebolag (WA) of shares in Resurs Holding AB. Individual within WA…
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