On 6 November 2025, NZFiMA alleged a retail investor manipulated STU shares. NZFiFMA filed civil proceedings against Franco Belgiorno-Nettis, a retail investor, for alleged market manipulation of Steel and Tube Holdings Limited (STU) shares. Allegations Between November 2020 and July 2023, Belgiorno-Nettis traded STU shares via accounts he held with ASB Securities; the orders repeatedly…
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Hong Kong – SFC Announces Substantial Shareholding
On 4 November 2025, the SFC announces substantial shareholding in the following: Shareholding in Home Control International Limited (Stock Code: 1747)
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Thailand – CB Tightening Substantial Shareholding Disclosure
On 29 September 2025, Thai CB issued five notifications to finalize consultation tightening substantial shareholding. Thai CB has tightened substantial shareholding disclosure and approval rules for more than 5% and 10%, strengthened related-party lending controls, provided conditional relaxations for foreign bank branches, and expanded risk-based supervision to group level. Individuals or related parties holding 5%…
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17 September 2025 – India SEBI Substantial Shareholding Reporting Failures
India SEBI Substantial Shareholding Reporting Failures
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Ireland – FUNDS 2026 Pre-Budget Asks for Extension for Substantial Shareholding Exemption
On 10 September 2025, IRE FUNDS issued reforms proposed for Budget 2026. IRE FUNDS, as part of ongoing engagement with government stakeholders, formalized the industry’s key priorities in a Pre-Budget 2026 submission, Unlocking Private Assets to Drive Ireland’s Long-Term Competitiveness and Growth. Builds on extensive discussions over recent months, reflects continued commitment to ensuring Ireland…
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Hong Kong – SFC Updates Notices for Substantial Shareholding
On 10 September 2025, the SFC announced a substantial shareholding notification in the following: Zhong An Intelligent Living Service Limited (Stock Code: 02271)
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